DORA compliance support for financial and regulated organisations

SmartAssessor supports organisations subject to the Digital Operational Resilience Act (DORA) in managing compliance evidence aligned to ICT risk, resilience and governance requirements.

Our platform helps financial entities and critical service providers structure regulatory evidence, coordinate oversight activity, and demonstrate operational resilience under regulatory scrutiny.

SmartAssessor provides digital tools to support DORA-aligned compliance workflows. SmartAssessor does not provide regulatory approval, certification or legal advice.

What is DORA?

The Digital Operational Resilience Act (DORA) is a European Union regulation designed to strengthen the ICT risk management and operational resilience of financial entities.

DORA establishes a unified regulatory framework requiring organisations to:

  • manage and document ICT risks

  • test operational resilience

  • monitor and govern third-party providers

  • detect, classify and report ICT-related incidents

  • demonstrate accountability to regulators

DORA

DORA applies across financial services and related ICT providers, and introduces direct regulatory obligations focused on resilience, traceability and supervisory visibility.

Compliance requires organisations to operate structured governance systems, maintain evidence of control effectiveness, and demonstrate resilience capabilities on an ongoing basis.

TRUSTED IN REGULATED ENVIRONMENTS

"SmartAssessor has fundamentally changed how we manage compliance evidence. We’ve moved from reactive audits to continuous readiness."

Head of Safety, UK Construction Group

Common DORA compliance challenges

Operational resilience evidence

Organisations struggle to demonstrate how resilience measures operate in practice.

ICT risk governance

Evidence relating to risk frameworks, controls, testing and oversight is often fragmented.

Third-party accountability

Managing documentation and evidence across critical suppliers is operationally complex.

Incident traceability

Regulatory expectations require detailed records of detection, response, escalation and remediation.

What DORA compliance looks like inside SmartAssessor

SmartAssessor supports DORA compliance as a structured operational resilience system — not a reporting obligation.

Instead of assembling regulatory evidence reactively, organisations use SmartAssessor to coordinate ICT risk, resilience and oversight activity within a single governed environment.

DORA inside SmartAssessor enables organisations to:

Resilience-aligned evidence structures

Build controlled portfolios aligned to DORA risk, testing, incident and governance requirements.

ICT risk coordination

Capture risk assessments, control evidence, testing activity and remediation records in one system.

Third-party oversight management

Maintain structured evidence of supplier risk, controls, reviews and accountability.

Incident and response traceability

Organise detection records, response actions and regulatory documentation with full audit history.

Executive regulatory oversight

Give leadership visibility into resilience posture, regulatory exposure and outstanding obligations.

Defensible compliance records

Maintain time-stamped evidence histories supporting regulatory inspections and supervisory requests.

Build a stronger operational resilience foundation

See how SmartAssessor helps organisations structure DORA compliance evidence, support regulatory readiness and maintain defensible operational oversight.

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